VECTOR7 CAPITAL INC.
GENERAL TERMS & CONDITIONS
APPLICABLE TO ALL CLIENTS AND USERS | INVESTMENT ADVISORY SERVICES
FOR PUBLIC DISTRIBUTION
Adoption Date: [09/01/2026] | Effective Date: [09/01/2026]
Version: 1.0
WHAT THESE TERMS COVER — AND WHAT THEY MEAN FOR YOU
These General Terms & Conditions (“Terms”) govern your access to and use of any product, service, communication channel, or platform provided by Vector7 Capital Inc. By accessing or using our Services, you accept these Terms.
Here is the short version:
• These Terms apply to all clients and users of Vector7 Capital’s services, website, and communications.
• They do not replace your Advisory Agreement, which govern the specific terms of our investment advisory relationship.
• You are responsible for providing accurate information and using our services in compliance with applicable law.
• Investing involves risk. We do not guarantee investment performance, market outcomes, or achievement of financial goals.
• We respect your privacy. Information is handled in accordance with our Privacy Policy, incorporated herein by reference.
If you have any questions, contact us at V7@vector7capital.com or (312) 500-6440.
WHO WE ARE
Vector7 Capital Inc. (“Vector7 Capital,” “we,” “our,” or “us”) is a registered investment adviser in the State of Illinois. We provide investment advisory and related financial services to individuals, families, institutional clients, and retirement plan clients pursuant to written Advisory Agreements and in accordance with our Form ADV disclosures.
Registration as an investment adviser does not imply a certain level of skill or training.
All references to “Vector7 Capital,” “we,” “our,” or “us” refer to Vector7 Capital Inc., 420 W Grand Ave, Chicago, IL 60654, US.
DEFINITIONS
“Services” refer to any advisory, consulting, communication, digital, or informational services provided by Vector7 Capital, including but not limited to investment advisory services, website access, electronic communications, and client support.
“Client,” “you,” and “your” refer to any individual or entity accessing, using, or receiving Services from Vector7 Capital.
“Content” includes all text, documents, data, graphics, communications, disclosures, or other materials provided or made available by Vector7 Capital through any medium.
“Advisory Agreement” refers to the written contract between you and Vector7 Capital that governs the provision of investment advisory services.
SCOPE OF SERVICES
Vector7 Capital provides investment advisory and related services as described in your Advisory Agreement and in our Form ADV disclosures.
Nothing in these General Terms & Conditions modifies or replaces the terms of your Advisory Agreement.
Use of our Services does not, by itself, create an advisory or fiduciary relationship. A fiduciary relationship exists only when you have entered into a written Advisory Agreement with us.
INCORPORATION BY REFERENCE
By using our Services, you agree to these General Terms & Conditions, as well as our:
• PRIVACY POLICY
• WEBSITE TERMS & CONDITIONS
• SMS TERMS OF USE
All of which are incorporated herein by reference.
ELECTRONIC COMMUNICATIONS DISCLOSURE
By using our Services, you consent to receive communications from us electronically, including emails, documents, disclosures, notices, and other communications.
You may withdraw your consent by contacting us using the information in the “CONTACT US” section below.
Electronic communications may not always be secure. Do not transmit sensitive personal or financial information through unencrypted channels.
Our electronic communications with you, including email and text messaging services, are governed by our Electronic Communications Disclosure and SMS Terms of Use, incorporated herein by reference, and are subject to retention and supervision requirements under applicable securities regulations.
CLIENT RESPONSIBILITIES
You agree to:
• Provide accurate and complete information necessary for us to deliver Services.
• Notify us promptly of any material changes to your financial or personal circumstances.
• Review statements, reports, and communications for accuracy.
• Use our Services in compliance with applicable laws and these Terms.
We are not responsible for losses resulting from inaccurate, incomplete, or outdated information you provide.
NO GUARANTEE OF PERFORMANCE
Investing involves risk, including the potential loss of principal.
We do not guarantee:
• Investment performance
• Market outcomes
• Achievement of financial goals
• Accuracy or timeliness of market information
Past performance does not guarantee future results.
INTELLECTUAL PROPERTY
All Content provided by Vector7 Capital is owned by or licensed to us.
You may not copy, reproduce, distribute, modify, or create derivative works from any Content without our prior written permission.
THIRD-PARTY SERVICES AND LINKS
Our Services may include links to or integrations with third-party platforms, custodians, or service providers. This section, and these Terms generally, do not apply to those third-party properties.
We do not control or endorse third-party content and are not responsible for:
• Accuracy
• Security
• Availability
• Practices or policies of third parties
Your interactions with third-party services are solely between you and those third parties. We encourage you to review the terms and privacy policies of any third-party services you access.
PRIVACY AND DATA HANDLING
We respect your privacy. Information collected through our Services is handled in accordance with our Privacy Policy, incorporated herein by reference.
We share information only with service providers who assist in delivering our Services, and only for that purpose. We may also disclose information as necessary to satisfy any law, regulation, or governmental request, to avoid liability, or to protect our rights or property.
We do not sell your personal information or share it with unaffiliated third parties for marketing purposes.
LIMITATION OF LIABILITY
To the fullest extent permitted by law, Vector7 Capital is not liable for any damages arising out of or related to:
• Your use or inability to use our Services
• Errors or omissions in Content
• Third-party links, platforms, or service providers
• Technical failures, interruptions, or security incidents
This limitation applies even if we have been advised of the possibility of such damages.
Nothing in these Terms limits our fiduciary obligations where applicable under law and under a written Advisory Agreement.
REGULATORY STATUS
Vector7 Capital Inc. is registered as an investment adviser in the State of Illinois. Registration does not imply a certain level of skill or training.
We may only transact business in other states if properly registered or exempt from registration in those states.
Nothing in these Terms constitutes investment advice, an offer to provide advisory services, or a recommendation to buy or sell any security. Advisory services are provided only after you enter into a written Advisory Agreement and receive all required disclosures, including our Form ADV.
AMENDMENTS
We may update or modify these General Terms & Conditions at any time to reflect changes in our practices, technology, legal requirements, or for other operational reasons.
When we make material changes, we will notify you in accordance with our regulatory obligations, or sooner if required by law.
Continued use of our Services after changes are posted constitutes acceptance of the updated Terms. The effective date at the top of this document reflects the date of the most recent revision.
GOVERNING LAW
These Terms & Conditions are governed by the laws of the State of Illinois, without regard to conflict-of-law principles. Any disputes arising under these Terms shall be resolved in a forum of competent jurisdiction in the State of Illinois.
CONTACT US
If you have questions, concerns, or requests relating to these General Terms & Conditions, please contact us:
Vector7 Capital Inc.
420 W Grand Ave
Chicago, IL 60654
(312) 500-6440
Vector7 Capital Inc. is registered as an investment adviser in the State of Illinois. Registration does not imply a certain level of skill or training. For Form ADV and other disclosures, visit www.vector7capital.com or contact us at V7@vector7capital.com.
VECTOR7 CAPITAL INC.
WEBSITE TERMS & CONDITIONS
APPLICABLE TO ALL WEBSITE VISITORS AND USERS | VECTOR7CAPITAL.COM
FOR PUBLIC DISTRIBUTION
Adoption Date: [09/01/2026] | Effective Date: [09/01/2026]
Version: 1.0
WHAT THESE TERMS COVER — AND WHAT THEY MEAN FOR YOU
These Website Terms & Conditions (“Website Terms”) govern your access to and use of the Vector7 Capital Inc. website located at vector7capital.com, including any subdomains, pages, content, and linked materials made available through that site (collectively, the “Site”).
By accessing or using the Site, you agree to these Website Terms. If you do not agree, please discontinue use of the Site.
Here is the short version:
• This Site is for informational purposes only. Nothing on it constitutes investment advice or a solicitation of advisory services.
• Visiting this Site does not create an advisory, fiduciary, or client relationship between you and Vector7 Capital.
• The publication of this Site should not be construed as a solicitation to effect, or an attempt to effect, transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.
• We are registered in Illinois. We may only transact business in other states where we are properly registered or exempt.
• Content on this Site is protected. Do not reproduce or distribute it without our permission.
If you have any questions, contact us at V7@vector7capital.com or (312) 500-6440.
WHO WE ARE
Vector7 Capital Inc. (“Vector7 Capital,” “we,” “our,” or “us”) is a registered investment adviser in the State of Illinois. We provide investment advisory and related financial services to individuals, families, institutional clients, and retirement plan clients pursuant to written Advisory Agreements and in accordance with our Form ADV disclosures.
Registration as an investment adviser does not imply a certain level of skill or training.
INTERNET SOLICITATION DISCLAIMER
The publication of Vector7 Capital’s website and social media presence on the Internet should not be construed by any consumer or prospective client as Vector7 Capital’s solicitation to effect, or attempt to effect, transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.
Vector7 Capital is registered as an investment adviser in the State of Illinois. We may only transact business in states where we are properly registered, notice-filed, or exempt from registration. Accordingly, responses to inquiries that involve the rendering of personalized investment advice for compensation will not be made absent compliance with applicable state and federal investment adviser registration requirements, or an applicable exemption or exclusion.
Information on this Site is directed at residents of the United States. It is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to local law or regulation.
NO INVESTMENT ADVICE
All content, tools, data, and information provided on this Site are for general informational and educational purposes only. Nothing on this Site constitutes:
• Investment advice or a recommendation to buy or sell any security or investment product
• A solicitation or offer to provide investment advisory services
• Legal, tax, accounting, or financial planning advice
• A guarantee of any investment outcome or financial result
Advisory services are provided only to clients who have executed a written Advisory Agreement with Vector7 Capital and received all required disclosures, including our Form ADV. Visiting this Site does not create an advisory, fiduciary, or client relationship of any kind.
NO CLIENT OR FIDUCIARY RELATIONSHIP
Use of this Site does not, by itself, create any advisory, fiduciary, attorney-client, or other professional relationship between you and Vector7 Capital or any of its personnel. A fiduciary relationship is established only through the execution of a written Advisory Agreement.
Communications submitted through this Site — including contact forms, email inquiries, or other messages — do not constitute the establishment of an advisory relationship, and Vector7 Capital is under no obligation to respond to unsolicited inquiries.
ACCURACY OF INFORMATION
We make reasonable efforts to ensure that the content on this Site is accurate, current, and complete. However, we make no representations or warranties, express or implied, as to the accuracy, completeness, timeliness, or reliability of any content on this Site.
Content on this Site may not reflect the most current regulatory, market, or firm developments. We reserve the right to modify or remove any content at any time without notice.
Performance data, market commentary, and other forward-looking information presented on this Site are for illustrative purposes only. Past performance does not guarantee future results. All investments involve risk, including the potential loss of principal.
INTELLECTUAL PROPERTY
All content on this Site — including text, graphics, logos, images, data, software, and other materials — is owned by or licensed to Vector7 Capital Inc. and is protected by applicable copyright, trademark, and other intellectual property laws.
You may access and view content on this Site for your personal, non-commercial use only. You may not:
• Copy, reproduce, distribute, transmit, or publish any content from this Site without our prior written permission
• Modify or create derivative works based on Site content
• Use any content for commercial purposes without written authorization
• Remove or alter any copyright, trademark, or proprietary notices
The Vector7 Capital name, logo, and all related marks are trademarks of Vector7 Capital Inc. Unauthorized use is strictly prohibited.
ACCEPTABLE USE
By using this Site, you agree not to:
• Use the Site for any unlawful purpose or in violation of any applicable law or regulation
• Attempt to gain unauthorized access to any part of the Site or its underlying systems
• Use automated tools, bots, or scrapers to collect data from this Site
• Transmit any material that is harmful, fraudulent, deceptive, threatening, or otherwise objectionable
• Interfere with or disrupt the integrity or performance of the Site or its infrastructure
• Impersonate any person or entity or misrepresent your affiliation with any person or entity
THIRD-PARTY LINKS AND CONTENT
This Site may contain links to third-party websites, platforms, custodians, or service providers. These links are provided for convenience only and do not constitute an endorsement, approval, or recommendation of any third-party site or its content.
Vector7 Capital has no control over, and assumes no responsibility for, the content, privacy practices, availability, or accuracy of any third-party sites. Your access to and use of third-party sites is governed solely by the terms and conditions of those sites.
The inclusion of a link to a third-party site on this Site does not imply that Vector7 Capital sponsors, endorses, or has verified the content of that site.
SOCIAL MEDIA AND DIGITAL CHANNELS
Vector7 Capital may maintain a presence on social media and other digital platforms. Content published on those platforms is subject to these Website Terms and our General Terms & Conditions, as applicable.
The publication of Vector7 Capital’s social media presence on the Internet should not be construed by any consumer or prospective client as a solicitation to effect transactions in securities or the rendering of personalized investment advice for compensation over the Internet.
Comments, messages, or content posted by third parties on Vector7 Capital’s social media pages do not represent the views of Vector7 Capital and are not reviewed or endorsed by us. Vector7 Capital reserves the right to remove any third-party content that violates applicable laws, regulations, or our content standards.
PRIVACY AND DATA HANDLING
Your use of this Site is also governed by our Privacy Policy, incorporated herein by reference, which describes how we collect, use, and protect information you provide through the Site.
By using this Site, you consent to the data practices described in our Privacy Policy. Electronic communications may not always be secure. Do not transmit sensitive personal or financial information through unencrypted channels.
LIMITATION OF LIABILITY
To the fullest extent permitted by applicable law, Vector7 Capital Inc. and its personnel shall not be liable for any direct, indirect, incidental, special, consequential, or punitive damages arising out of or related to:
• Your access to or use of, or inability to access or use, this Site
• Any content on this Site or your reliance on such content
• Any errors, omissions, or inaccuracies in Site content
• Unauthorized access to or alteration of your transmissions or data
• Any third-party links, platforms, or services accessible through this Site
• Technical failures, interruptions, or security incidents affecting the Site
This limitation applies even if Vector7 Capital has been advised of the possibility of such damages. Some jurisdictions do not allow the exclusion or limitation of certain damages, in which case the applicable limitations will apply to the fullest extent permitted by law.
Nothing in these Website Terms limits our fiduciary obligations to clients where applicable under law and under a written Advisory Agreement.
DISCLAIMER OF WARRANTIES
This Site is provided on an “as is” and “as available” basis without any representation or warranty of any kind, whether express, implied, or statutory. To the fullest extent permitted by law, Vector7 Capital disclaims all warranties, including but not limited to implied warranties of merchantability, fitness for a particular purpose, non-infringement, and accuracy.
Vector7 Capital does not warrant that this Site will be uninterrupted, error-free, secure, or free of viruses or other harmful components.
REGULATORY STATUS AND REGISTRATION
Vector7 Capital Inc. is registered as an investment adviser with the Illinois Securities Department. Registration does not imply a certain level of skill or training.
We may only transact business in states where we are properly registered, have filed the required notice, or are exempt from registration. The information, services, and content on this Site are not directed to residents of any jurisdiction where we are not authorized to provide investment advisory services.
For information about our registration and disclosures, including our Form ADV, please visit vector7capital.com or contact us at V7@vector7capital.com.
AMENDMENTS
We may update or modify these Website Terms at any time to reflect changes in our practices, technology, legal requirements, or for other operational reasons. Changes are effective upon posting to the Site.
Continued use of the Site following any update constitutes your acceptance of the revised Website Terms. The effective date at the top of this document reflects the date of the most recent revision. We encourage you to review these Website Terms periodically.
GOVERNING LAW
These Website Terms are governed by the laws of the State of Illinois, without regard to conflict-of-law principles. Any disputes arising under these Website Terms shall be resolved in a forum of competent jurisdiction in the State of Illinois.
INCORPORATION BY REFERENCE
These Website Terms are part of Vector7 Capital’s broader disclosure framework and are incorporated by reference into our:
• General Terms & Conditions
• Privacy Policy
• SMS Terms of Use
In the event of any conflict between these Website Terms and any other agreement you have entered into with Vector7 Capital, including your Advisory Agreement, the terms of that Advisory Agreement shall control.
CONTACT US
If you have questions, concerns, or requests relating to these Website Terms & Conditions, please contact us:
Vector7 Capital Inc.
420 W Grand Ave
Chicago, IL 60654
(312) 500-6440
Vector7 Capital Inc. is registered as an investment adviser in the State of Illinois. Registration does not imply a certain level of skill or training. For Form ADV and other disclosures, visit www.vector7capital.com or contact us at V7@vector7capital.com.
VECTOR7 CAPITAL INC.
SMS TERMS OF USE
TEXT MESSAGING CONSENT AND TERMS | REGULATION COMPLIANT
FOR PUBLIC DISTRIBUTION
Adoption Date: [09/01/2026] | Effective Date: [09/01/2026]
Version: 1.0
WHAT THESE TERMS COVER — AND WHAT THEY MEAN FOR YOU
These SMS Terms of Use govern your consent to receive text messages from Vector7 Capital Inc. By opting in to or using our Text Message Service, you accept these Terms.
Here is the short version:
• These terms apply when you opt in to receive text messages from Vector7 Capital.
• We use text messaging only for person-to-person, conversational communication between you and our employees.
• Message and data rates may apply. We do not charge separately for messages.
• You can opt out at any time by replying STOP to any message.
• We do not share your mobile information with third parties for marketing purposes.
If you have any questions, contact us at V7@vector7capital.com or (312) 500-6440.
WHO WE ARE
Vector7 Capital Inc. (“Vector7 Capital,” “we,” “our,” or “us”) is a registered investment adviser in the State of Illinois. All references to “Vector7 Capital” in these Terms refer to Vector7 Capital Inc., 420 W Grand Ave, Chicago, IL 60654, US.
Registration as an investment adviser does not imply a certain level of skill or training.
DEFINITIONS
“Opting In,” “Opt In,” and “Opt-In” refer to requesting, joining, agreeing to, enrolling in, signing up for, acknowledging, responding to, or otherwise consenting to receive one or more text messages.
“Text Message Service” includes any arrangement or situation in which we send one or more messages addressed to your mobile phone number, including text messages (such as SMS, MMS, or successor protocols or technologies).
CONSENTING TO TEXT MESSAGING
By consenting to receive text messages from us, you agreed to these SMS Terms of Use, as well as our GENERAL T&Cs and PRIVACY POLICY, incorporated herein by reference.
E-SIGN DISCLOSURE
By agreeing to receive text messages, you also consent to the use of an electronic record to document your agreement. You may withdraw your consent to the use of the electronic record by replying STOP.
TEXT MESSAGE SERVICE PRIVACY
We respect your privacy. We only use information you provide through this service to transmit your mobile messages and respond to you. This includes, but is not limited to, sharing information with platform providers, phone companies, and other vendors who assist us in the delivery of mobile messages.
Mobile information will not be shared with third parties or affiliates for marketing or promotional purposes. Text messaging originator opt-in data and consent will not be shared with any third parties.
Nonetheless, we reserve the right to disclose any information as necessary to satisfy any law, regulation, or governmental request, to avoid liability, or to protect our rights or property.
This Text Message Service Privacy section applies to your use of the Text Message Service and is not intended to modify our general Privacy Policy, incorporated by reference above, which governs the relationship between you and us in other contexts.
COSTS OF TEXT MESSAGES
We do not charge you for the messages you send and receive via this Text Message Service. However, message and data rates may apply. Depending on your plan with your wireless or other applicable provider, you may be charged by your carrier or other applicable provider.
FREQUENCY OF TEXT MESSAGES
This Text Messaging Service is for conversational person-to-person communication between you and our employees. We may send you an initial message providing details about the service. After that, the number of text messages you receive will vary depending on how you use our services and whether you take steps to generate more text messages from us (such as by sending a HELP request).
OPTING OUT OF TEXT MESSAGES
If you no longer want to receive text messages, you may reply to any text message with STOP, QUIT, END, REVOKE, OPT OUT, CANCEL, or UNSUBSCRIBE.
As a person-to-person communication service, opt-out requests are specific to each conversation between you and one of our employees and their associated phone number. After unsubscribing, we may send you a confirmation of your opt-out via text message.
CHANGES TO THESE TERMS
We may update or modify these SMS Terms of Use at any time to reflect changes in our practices, technology, legal requirements, or for other operational reasons. When we make material changes, we will notify you in accordance with applicable law.
Continued use of the Text Message Service after changes are posted constitutes your acceptance of the updated Terms.
CONTACT US
If you have questions or need support regarding our Text Message Service, please contact us:
Vector7 Capital Inc.
420 W Grand Ave
Chicago, IL 60654
(312) 500-6440
Vector7 Capital Inc. is registered as an investment adviser in the State of Illinois. Registration does not imply a certain level of skill or training. For Form ADV and other disclosures, visit www.vector7capital.com or contact us at V7@vector7capital.com.